State of Oregon Supreme Court:
Herbring vs. Brown, 180 Pac. 328 (1919)
(In a mandamus proceeding,
the Supreme Court of Oregon refused to order the state's Attorney
General to perform certain necessary functions prerequisite to the
submission of the ratification of the U.S. Constitution's 18th Amendment by the Oregon
State Legislature to a vote of the people under the Referendum
provision of the Oregon State Constitution.) |
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Argued April II), writ
dismissed April 29, 1919.
HERBRING v. BROWN.
(180 Pac. 328.)
Statutes—Referendum—Constitutional
Provision—Applicability—Joint Resolution.
1. Neither
House Joint
Resolution No. 1, ratifying proposed "National Prohibition Amendment," nor any other resolution of the
legislature, is subject to referendum by Article IV, Sections 1, la, of
the Constitution; such sections applying only to proposed laws.
Statutes—Initiative and
Referendum—"Bill"—"Act"—"Joint Resolution."
2. To ascertain what is meant by
the terms "bill" and "act" in Article IV, Sections 1, la,
of the Constitution (amended),
as to initiative and referendum, reference must be made to the sense in
which the words were used before such amendments were
passed, and, when reference is so made, it is found that the first
term means a proposed law (Article IV, Section 1 [original], and
Sections 18, 10; Article V, Section 15), while the second means a bill which
has been enacted by the legislature into a law (Article IV, Sections
20, 21, 22, 28); a "joint resolution" being neither a bill nor an act.
Statutes—Initiative and
Referendum—Constitutional Provision— Construction.
3. The subject matter upon which
the powers given by Article IV, Sections 1, la, of the Constitution, may be exercised,
namely, initiative laws, constitutional amendments, and acts of the legislature
referred to the people, are referred to collectively as "measures"
merely as a matter of convenience and not with intent to include
other and different powers.
Mandamus—Ministerial Duties.
4. Since Article IV, Sections 1,
la, of the Constitution, do not permit a referendum upon a" House Joint Resolution, the attorney
general cannot be compelled under Section 3475, L. O. L., as amended
by Laws of 1917, page 230, to provide a ballot title for
petitions demanding a referendum of such resolution on the theory that
such act is ministerial.
Original proceeding
in mandamus
by Karl Herbring against George M. Brown, Attorney General
of the State of Oregon. Demurrer to the petition was sustained and writ dismissed.
WRIT DISMISSED.
For
petitioner there was a brief over the names of Mr. Theodore A. Bell and Messrs. Malarkey, Seabrook
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April, 1919.] |
Herbring
v. Brown. |
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& Dibble,
with oral arguments by Mr. Bell, Mr. Dan J. Malarkey
and Mr. E. B. Seabrook.
For defendant there was a brief and an oral argument by
Mr. George M. Brown, Attorney General of the State of Oregon,
in pro. per.
For the Anti-Saloon League of Oregon and for the
Anti-Saloon League of America, there was a brief submitted
amicus curiae, over the names of Mr.
Elisha A. Baker, of Portland, and Mr. Wayne B. Wheeler,
of Washington, D. C.
In Banc.
McBRIDE, C. J.—This is a proceeding in mandamus arising from the following facts: During the 30th
Legislative Assembly of the State of Oregon, which adjourned on February 27, 1919, there was enacted
House Joint Resolution No. 1, which is a ratification
of a proposed amendment of the Constitution of the United States, popularly known as the "National Prohibition
Amendment."
On March 18, 1919, petitioner filed with the Secretary of State of Oregon a proposed form of petition
demanding a referendum of said resolution, which petition
is in form and substance as required by law.
On March 19, 1919, the Secretary of State sent to the attorney general, two copies of said petition and
requested him to provide a ballot title therefor.
On March 25, 1919, after considering the matter in the meantime, the attorney general refused to provide
a ballot title on the ground that in his opinion the measure was one which could not be referred to
the people for two reasons: First, that a reference thereof to the people would violate Article V of the |
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[92
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Federal
Constitution, wherein that article provides that the subject matter thereof should be passed on
by the "legislature," which, as there used, is synonymous
with "legislative assembly," and excludes the
referendum. Second, that such reference to the people
would violate Section 1 of Article IV of the Oregon Constitution, wherein it is provided that the
people of Oregon "also reserve power at their own option
to approve or reject at the polls any act of the legislative assembly," because, it is claimed, the
Resolution, sought to be referred, is not an act within the
meaning of the above-quoted phrase.
Much of the
argument here is devoted to a discussion of the constitutionality of the proposed reference.
1. We do not believe this resolution, ratifying the proposed constitutional amendment, or any other
resolution of our legislature, was made the subject of
referendum by Sections 1 and la of Article IV of our amended Constitution, which are as follows:
"Section 1. The legislative authority of the State shall be vested in a Legislative Assembly, consisting
of a Senate and House of Representatives, but the people
reserve to themselves power to propose laws and amendments to the constitution and to enact or reject
the same at the polls, independent of the Legislative
Assembly, and also reserve power at their own option to approve or reject at the polls any act of the Legislative
Assembly. The first power reserved by the people is the initiative, and not more than eight per cent
of the legal voters shall be required to propose any measure by such petition, and every such petition shall
include the full text of the measure so proposed. Initiative petitions shall be filed with the Secretary of
State not less that four months before the election at
which they are to be voted upon. The second power is the referendum, and it may be ordered (except as to
laws necessary for the immediate preservation of the
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April, 1919.] |
Herbring
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179 |
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public peace,
health, or safety) either by the petition signed by five per cent of the legal voters, or by the
Legislative Assembly, as other bills are enacted. Referendum petitions shall be filed with the Secretary
of State not more than ninety days after the final adjournment of the session of the Legislative Assembly
which passed the bill on which the referendum is demanded. The veto power of the Governor
shall not extend to measures referred to the people. All elections on measures referred to the people of the
State shall be had at the biennial regular general
elections, except when the Legislative Assembly shall
order a special election. Any measure referred to the people shall take effect and become the law when
it is approved by a majority of the votes cast thereon,
and not otherwise. The style of all bills shall be:
'Be it enacted by the people of the State of Oregon.'
This, section shall not be construed to deprive any member of the Legislative Assembly of the right to
introduce any measure. The whole number of votes cast for Justice of the Supreme Court at the regular
election last preceding the filing of any petition for
the initiative or for the referendum shall be the basis
on which the number of legal voters necessary to sign such petition shall be counted. Petitions and
orders for the initiative and for the referendum shall
be filed with the Secretary of State, and in submitting
the same to the people he, and all other officers, shall
be guided by the general laws and the act submitting this amendment, until legislation shall be especially
provided therefor.
"Section la. The referendum may be demanded by the people against one or more items, sections, or
parts of any act of the legislative assembly in the same manner in which such power may be exercised
against a complete act. The filing of a referendum petition against one or more items, sections, or parts
of an act shall not delay the remainder of that act from becoming operative. The initiative and referendum
powers reserved to the people by this Constitution are hereby further reserved to the legal voters
of every municipality and district, as to all local,
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[92
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special, and
municipal legislation, of every character, in or for their respective municipalities and districts.
The manner of exercising said powers shall be prescribed
by general laws, except that cities and towns may provide for the manner of exercising the initiative
and referendum powers as to their municipal legislation. Not more than ten per cent of the legal
voters may be required to order the referendum nor more than fifteen per cent to propose any measure, by
the initiative, in any city or town."
It seems clear to us that these sections apply only to proposed laws, and not to legislative resolutions,
memorials and the like. In the initiative clause it is
said:
"The people reserve to themselves power to propose
laws and amendments to the Constitution, and to enact or reject the same at the polls."
The
reservation clause reads:
"And
also reserve power at their own option to approve or reject at the polls any
act of the legislative assembly."
In the provision for referendum we find a direction that,
"Referendum petitions shall be filed with the Secretary of State not more than ninety days after the final adjournment of the session of the legislative
assembly which passed the bill on which the referendum was demanded."
In Section la we find the provision, that—
"The referendum may be demanded by the people against one or more items, sections, or parts of any
act of the legislative assembly, in the same manner in which such power may be exercised against a
complete act."
2. To ascertain what is meant by the terms "bill" and "act," as used in the amendments quoted above, we
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April, 1919.] |
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must refer to
the sense in which they were used in the Constitution before the initiative and referendum
amendments were passed. The word "bill" occurs in
Sections 2 of Article IV of the original Constitution,
where it is said, "The style of every bill shall be 'Be
it enacted by the legislative assembly of the State of
Oregon,' and no laws shall be enacted except by bill,"
thus indicating that a bill is a proposed law; a document
in the form of a law presented to the legislature for enactment.
The same word is used in Sections 18 and 19 of Article IV, and Section 15 of Article V, and in the
same sense as above indicated.
We come now
to the term "act," as used in the Constitution.
In Section 20 of Article IV we find the following:
"Every act shall contain but one subject and matters
properly connected therewith, which subject shall be embraced in the title. But if any subject
shall be embraced in an act which shall not be
embraced in the title, such act shall be void, only as to so
much thereof as shall not be expressed in the title."
In Section 21, Article IV, the following occurs:
"Every act and joint resolution shall be plainly
worded," etc.
In Section 22 of the same Article, it is ordained:
"No act shall ever be revised or amended by mere
reference to its title," etc.
And in Section 28 it is prescribed:
"No act shall take effect until ninety days from the
end of the session," etc.
No one can read these excerpts without at once arriving at the conclusion that, as referred to in the
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[92
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Constitution,
the term "bill" imports a document in the form of a law, presented to the legislature for
enactment, and that the term "act," as there used, means
a bill which has been enacted by the legislature into a
law. That the framers of the Constitution intended to
preserve the well-known distinction between "acts"
and "joint resolutions," is indicated in Section 21,
supra, wherein it is required that acts and
joint resolutions shall be plainly worded.
The initiative and referendum amendments were passed and should be construed in the light of the
construction put upon the terms "bill" and "act," by the instrument they proposed to amend, and taking this view it must be held that as a joint resolution is neither
a bill nor an act, it is not subject to the referendum.
3. Counsel for petitioner suggest that the term "measures" used in the amendment, enlarges the scope
of the powers reserved beyond the express reservation,
but this is evidently not the purpose with which that term is employed. As before observed, there are
two powers reserved: (1) The power to propose laws and amendments to the Constitution, and to enact
or reject them at the polls, and (2) the power to enact
or reject at the polls any act of the legislative assembly.
The subject matter upon which these powers may be exercised, namely: Initiative laws, constitutional
amendments, and acts of the legislature referred to the people, are thereafter referred to collectively as
"measures," merely as a matter of convenience and
to avoid frequent enumeration of the powers reserved,
and not with the intent to include other and different
powers within the scope of the amendment. Had it been the intent of the framers of the referendum
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April, 1919.] |
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amendment to
go beyond these express reservations, it would have been easy and natural for them to have
said so.
To give the amendment the effect contended for by petitioners, we would have to read into the reservation
the words "And resolutions," making it read, "The
people reserve to themselves power * * to approve or reject at the polls any act (or joint resolution)
of the legislative assembly," and where the amendment requires that the referendum petition shall
be filed within ninety days "after the final adjournment
of the legislature which passed the bill," we
would be required to judicially amend the section so as to make it read, "within ninety days after the final
adjournment of the legislature which passed the bill (or joint resolution)."
We are not prepared to go into the business of amending the Constitution to meet supposed hardships,
and must hold that the referendum cannot be invoked in the present instance.
Under an amendment to the Constitution of California, in some particulars copied from that here discussed,
and in all necessary particulars the same in substance, the Supreme Court of that state has held
that the referendum can only be invoked against statutes and not against joint resolutions:
Hopping
v. Council of City of Richmond, 170 Cal. 605 (150 Pac.
977).
4. It is further urged that, even conceding that the resolution is not one which our amended Constitution
permits to be placed upon the ballot, the attorney general
is not the person or official who is entitled to raise
the question; that his duties being purely ministerial,
he is required to place a ballot title upon any petition
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filed with
the Secretary of State and transmitted to him, as required by Section 3475, L. O. L., as amended
by Chapter 176, Laws of 1917.
It may well be contended that if a matter proposed for reference to the electorate is within that class
of subjects, upon which the Constitution permits a referendum, to wit, acts passed by the legislature,
the attorney general has no authority to pass upon the
constitutionality of the procedure. This would certainly
be a plausible contention in the case of petitions under the initiative provisions of the section now being
considered. He probably could not be heard to say, "The law you propose to initiate would be unconstitutional
if passed, therefore I will not give you a ballot
title," but such a case is not before us. We have here
presented a case where it is proposed to put upon the
ballot for reference a proceeding by the legislature for
which the Constitution has made no provision, and which does not belong to a class of subjects that can be
referred under any circumstances. To hold that the attorney general must prepare a ballot title under such
circumstances, would place him at the beck and call of any restless person who might desire to refer any
subject, for the purpose of obtaining a straw vote upon it, from a joint memorial petitioning Congress to
improve a harbor up to the action of the Peace Conference
upon the covenant of the League of Nations.
The act, of which the section referred to is a part, does not contemplate any such contingency, and the
opening paragraph of the first section is itself a
legislative interpretation of the scope of the constitutional
amendment, and reads as follows:
"The following shall be substantially the form of petition for the referendum to the people, on any
act passed by the Legislative Assembly of the State of Oregon, or by a City Council": Section 3470, L. O. L.
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April, 1919.] |
Herbring
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It is a petition to refer an act that must be
filed with the Secretary of State, and it is to a petition for an
act that the attorney general is required to affix a ballot
title.
The form of petition given in the section last referred to, is even more explicit. The descriptive portion
of the form prescribed for a petition to refer, is as follows:
"We, the undersigned citizens and legal voters of the State of Oregon (and the district of ____, County
of ____, or city of ____, as the case may be) respectfully
order that the Senate (or House) bill No. ____, entitled (title of act and if the petition is against
less than the whole act, then set forth here the part
or parts on which the referendum is sought) passed by the Legislative Assembly of the State of Oregon
at the regular (special) session of the Legislative
Assembly, shall be referred to the people of the state,"
etc.
The section of the statute requiring the attorney general to affix a' ballot title to petitions for a
referendum, has reference to petitions regarding acts, that
is: Laws passed by the legislature; as to these he is
compelled to prepare ballot titles, but there is no statute requiring him to prepare such titles for any
other.
This view renders it unnecessary to consider the other questions raised in the argument.
The demurrer will be
sustained and the writ
dismissed.
WRIT DISMISSED.
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Note: The above text is
an OCR-based version of the decision in Herbring v. Brown for the reader's
convenience. It is available from
under the Google Book Search
program. |
| |
Herbring vs. Brown, Amicus curiae brief
(Brief arguing that a resolution of the General Assembly of Oregon
to ratify a U.S. Constitutional Amendment cannot be referred to the people of the State of Oregon for their
approval or rejection.) |
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In The Supreme
Court
of the State of
Oregon |
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Karl
Herbring,
Plaintiff,
vs.
George
M. Brown,
Attorney
General of the State of Oregon,
Defendant. |
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Elisha
A. Baker of Portland, Oregon, Attorney
for the Anti-Saloon League of Oregon.Wayne B.
Wheeler, of Washington, D. C., Attorney
for the Anti-Saloon League of America,
Attorneys Amicus Curiae. |
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1 |
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In The Supreme
Court
of the State of
Oregon |
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Karl
Herbring,
Plaintiff,
vs.
George
M. Brown,
Attorney
General of the State of Oregon,
Defendant. |
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STATEMENT.
This is a proceeding in mandamus to compel the defendant to
perform certain duties alleged to be imposed upon him by
law, in and about preparing a ballot title and ordering
House Joint Resolution number one of the Thirtieth
Legislative |
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Assembly of
Oregon, ratifying the proposed constitutional amendment to
the United States Constitution prohibiting the manufacture
and sale of intoxicating liquor for beverage purposes in the
United States, to be referred to the people of the State of
Oregon for their approval or rejection.
Congress proposed an amendment, two-thirds of both houses
deeming the same necessary, to the United States
Constitution, providing that after one year from its
ratification, the manufacture, sale or transportation of
intoxicating liquor within, the importation thereof into, or
the exportation thereof, from the United States, and all
territory subject to the jurisdiction thereof, for
beverage purposes, should be prohibited, and providing
further, that the amendment should be inoperative unless it
shall have been ratified as an amendment to the
Constitution by the legislatures of the several states, as
provided in the Constitution.
The Thirtieth Legislative Assembly of the State of Oregon,
passed House Joint Resolution No. 1, ratifying the proposed
amendment to the Constitution of the United States, by an
almost unanimous vote.
The proposed amendment as submitted by the Congress is as
follows:
"ARTICLE . . . . .
Section 1. After one year from the ratification of this
article, the manufacture, sale or
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transportation of intoxicating liquor within, the
importation thereof into, or the exportation thereof
from the United States and all territory subject to the
jurisdiction thereof for beverage purposes is hereby
prohibited.
Section 2. The Congress and the several states shall
have concurrent power to enforce this article by
appropriate legislation.
Section 3. This article shall be inoperative unless it
shall have been ratified as an amendment to the
Constitution by the. Legislatures of the several states,
as provided in the Constitution, within seven years
from the date of the submission hereof to the States by
the Congress."
House Joint Resolution No. 1 by which the Legislative
Assembly of Oregon ratified the proposed Constitutional
Amendment is as follows:
"HOUSE JOINT RESOLUTION No. 1
Joint Resolution ratifying a proposed amendment to the
Constitution of the United States of America:
Whereas, Both Houses of the Sixty-Fifth Congress of the
United States of America, by a constitutional majority
of two-thirds thereof, made the following proposition to
amend the Constitution of the United States of America,
in the following words, to-wit:
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JOINT RESOLUTION
Proposing an amendment to the Constitution of the
United States:
Resolved, By the Senate and House of Representatives of
the United States of America in Congress assembled
(two-thirds of each, House concurring therein), that the
following amendment to the Constitution be, and hereby
is, proposed to the States, to become valid as a part of
the Constitution when ratified by the Legislatures of
the several states as provided by the Constitution:
ARTICLE . . . . . .
Section 1. After one year from the ratification of this
article, the manufacture, sale, or transportation of
intoxicating liquors with n, the importation thereof
into, or the exportation thereof from the United States
and all territory subject to the jurisdiction thereof
for beverage purposes is hereby prohibited.
Section 2. The Congress and the several States shall
have concurrent power to enforce this article by
appropriate legislation.
Section 3. This article shall be inoperative unless it
shall have been ratified as an amendment to the
Constitution by the Legislatures of the several states,
as provided in the Constitution, within seven years
from the date of submission hereof to the States by the
Congress.
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Therefore
Be It
Resolved
by the Legislative
Assembly
of the State
of Oregon
as Follows:
Section 1. That the said proposed amendment to the
Constitution of the United States of America be and the
same hereby is ratified by the Legislative Assembly of
the State of Oregon.
Section 2. That certified copies of this preamble and
Joint Resolution be forwarded by the Governor of this
State to the Secretary of State of the United States at
Washington, to the presiding officer of the United
States Senate and to the speaker of the House of
Representatives of the United States."
The question at issue is, "Can a resolution of the General
Assembly of Oregon be referred to the people of the State of
Oregon for their approval or rejection at an election?"
POINTS AND AUTHORITIES.
I.
Any measure, or any amendment to the Constitution of Oregon
may be referred to a vote of the people of Oregon for
approval or rejection, except laws for the public peace,
health, or safety, either by a petition to the Secretary of
State properly signed, or when ordered by the legislative
assembly. |
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Section 3475, Lord's Oregon Laws, as amended by Ch. 36,
Gen. Laws, Oregon, 1913, as further amended, Ch. 176,
Gen. Laws of Oregon, 1917, Section 2.
Article
IV, Section 1, Constitution of Oregon.
Article
IV, Section 1A, Constitution of Oregon.
II
This resolution was regularly adopted by the Legislature in
one of the two ways prescribed by the Federal Constitution.
Congress prescribed the manner of the adoption of the
proposed amendment, as it had a right and as it was its duty
to do, to be by ratification by the several states as
prescribed by the United States Constitution.
Article V, United States Constitution.
III.
Article V of the United States Constitution provides that
all amendments shall be valid to all intents and purposes,
when ratified by the legislatures of three-fourths of
the States.
The proposition to refer to the people the resolution
ratifying the amendment means that such amendment shall not
be valid when ratified by the legislatures of three-fourths
of the states, but that such ratification shall, in no
event, be effective until and unless approved by a vote of
the people. If |
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the people by
their vote should reject the proposition, then, in that
event, it might occur that the legislatures of three-fourths
of the states might ratify an amendment to the United States
Constitution, and it never become a valid amendment. Thus a
state referendum on a Federal amendment would suspend and
might annul an amendment that had in fact been legally
adopted in strict compliance with the Federal Constitution.
IV.
The power granted the legislatures of States with reference
to amending the Constitution of the United States, comes
directly from the Constitution of the United States.
Article V, United States Constitution.
V.
When a territory seeks and accepts statehood, it agrees to
accept the provisions of the Constitution of the United
States. One of these provisions is that an amendment to the
Federal Constitution may be adopted by the legislatures of
three-fourths of the States. No provision is anywhere made
referring the acceptance or rejection of the amendment to
the people of a state. A state cannot prescribe a different
method for amending the Federal Constitution than that
which is found in the Constitution of the United States.
VI.
The ratification of a Federal Amendment to the Constitution
is not a legislative act involving |
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legislative
power which is subject to the referendum. It involves no
legislative discretion as to form, penalty, or substance of
the amendment. It is the act of a delegated body to accept
or reject the amendment. It is not a legislative act; it is
in a sense an executive act. Ratifying a Federal
Constitutional Amendment does not require that the
resolution shall be read on separate days; it does not
require an aye and no vote; it is not necessary that the
resolution shall be printed nor engrossed. It does not
require executive approval, nor is it subject to executive
veto. It is in no sense an act or a measure of
the legislature.
Hollingsworth vs. Virginia, 3 Dall. 378. 1 L. Ed. 644.
Commonwealth vs. Griest, 196 Pa. 296. 46 Atl. 505.
VII.
Congress and legislatures have two separate and distinct
functions (a) the passage of laws, known before passage as
bills, and after passage as acts or measures, and (b) the
exercise of such executive or judicial functions as may be
conferred upon them by constitutions or laws, as for example
the ratification by legislatures of Federal Constitutional
Amendments; the duty of the legislature in some states to
accept or reject the nominations or appointments made by the
Governor, the delegation to the House of Representatives of
the power of impeachment and the delegation to the Senate of
the power to try impeachments. |
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Watson on
Constitution, Vol 2, page 1318 ff, Vol. 1, pages 378,
379.
In the exercise of the first power, that of the passage of
laws, the legislative body does not exhaust its powers,
because the same or subsequent sessions of the legislature
may amend or repeal former legislation. But in the exercise
of its second power, either its executive or judicial
power, it does exhaust its power. For example, if a
legislative body in the exercise of its power approves an
appointment of the Governor, or the Senate, approves an
appointment or nomination of the President, neither it, nor
a subsequent session of it, can "un-approve" (to coin a
word) that appointment. The act done is final, exhausting
power. The Fourteenth Amendment to the United States
Constitution was ratified by the legislature of Ohio (65
Ohio Laws 280). The next legislature expressly rescinded
the action. New Jersey did the same, yet Congress held the
amendment had been ratified by both states, and that the
attempted rejection was a nullity. The power was exhausted.
(15 U. S. S. at Large, 706.)
The New York legislature ratified the Fifteenth Amendment
and then attempted to reconsider and rescind its action but
Congress held the Fifteenth Amendment had been ratified by
that state. (16 U. S. S. at L., 1131.)
VIII.
The assent of the President to the proposal by Congress of
Federal Amendments is unnecessary |
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and the
Governor's approval of a resolution proposed by the
legislature is unnecessary.
Hollingsworth vs. Virginia, 3 Da11. 378. 1 L. Ed. 644.
Commonwealth vs. Griest, 196 Pa. 296. 46 Atl. 505.
IX.
It is obvious from the foregoing that it is the law making
power of the legislative bodies which is subject to the
referendum, and not the other power which is lodged in the
legislative body by constitution or laws, which for want of
better terms are designated executive or judicial powers of
the legislature.
It is the acts, the laws, the measures
passed by the General Assembly, not the
resolutions of the General Assembly, which are the
subject of the referendum.
ARGUMENT.
Article V
of the Federal Constitution provides:
"The Congress, whenever two-thirds of both Houses deem
it necessary, shall propose amendments to this
Constitution, or on the application of the Legislatures
of two-thirds of the several states, shall call a
convention for proposing amendments, which in either
case shall be valid to all intents and purposes, and
part of this Constitution when ratified by the
legislatures of three- fourths of the several
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states,
or by convention in three-fourths thereof, as one or the
other mode of ratification may be proposed by the
Congress; provided that no amendment which may be made
prior to the year one thousand eight hundred and eight
shall in any manner affect the first and fourth clauses
in the ninth section of the first article; and that no
state, without its consent, shall be deprived of its
equal suffrage in the Senate."
This provision of the Constitution prescribes two methods
for proposing amendments. One by Congress, and the other a
convention, upon the application of the legislatures of
two-thirds of the states. In either case the proposed
amendment must be ratified by the state legislatures or a
state convention, as the Congress specifies. No other method
is outlined or provided by the Federal Constitution.
The proposal of a referendum on the resolution ratifying an
amendment imposes a limitation and restriction on Article V
of the Constitution. This article provides that all
amendments shall be valid to all intents and purposes
when ratified by the legislatures of three-fourths of
the states. * * * The proposition to refer the amendment, or
its ratification, to the people means that such amendment
shall not be valid when ratified by the legislature of
a state, that such ratification by the legislature shall in
no event be effective, and that said amendment shall not go
into effect until and unless |
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approved by a
majority of those voting upon the same. A state referendum
on a Federal Amendment in effect provides that the action of
such legislature in ratifying amendments proposed to it by
Congress shall not be operative, and its action in ratifying
such an amendment shall be null and of no force and effect
unless approved by a majority vote of the electors. If the
people by their vote should reject the proposition, then it
might occur that the legislatures of three-fourths of the
states might ratify an amendment to the United States
Constitution in the manner provided by the Constitution,
and it never become a valid amendment. Or the legislatures
of thirty-six states of the Union might ratify a proposed
Federal Amendment, and one of them submit its action to
referendum and the people reject it, and the amendment fail
because of it.
Thus a state referendum on a Federal amendment would
suspend and might annul or make null an amendment that had
in fact been legally ratified in strict compliance with the
Federal Constitution.
It would be hard to imagine a more direct interference with
a provision of the Constitution of the United States. The
power granted the legislature of a state with reference to
amending the Constitution of the United States comes
directly from the Constitution itself. No such power is
attempted to be conferred by the constitution of the state,
nor could it be; yet this power, granted directly |
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by the
Constitution of the United States, is to be taken away from
the legislature by the referendum. What is proposed to be
done, then, is simply this: to disregard the mandate of the
United States Constitution and substitute the majority of
the electors of a state in place of the legislature. Before
this can be done, the Federal Constitution itself must be
amended.
When a territory seeks and accepts statehood and becomes a
part of the Federal Government, it agrees to accept and
abide by the provisions of the Federal Constitution. One of
these provisions is that an amendment may be adopted to the
Federal Constitution by the legislatures of three-fourths of
the states. There is and never was a provision referring
the acceptance or rejection of a proposed amendment to the
people. A state cannot prescribe a different method for
amending the Constitution than that which is found in the
Federal Constitution which it has agreed to abide by. If
this were so, there would or could be as many different ways
of ratifying a proposed amendment to the Federal
Constitution as there are states in the Union, which would
lead to confusion. Any referendum of a resolution ratifying
a Federal Constitutional amendment is unauthorized,
unprecedented and a meaningless plebiscite designed to delay
the operation of the date when this Federal amendment will
go into effect.
The ratification of a Federal amendment is not a legislative
act involving legislative power such as |
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is subject to the referendum. It is not done by an
act or a measure of the legislature. It is not
read on separate days, it is not printed or engrossed, it is
not necessary to have the executive approval nor is it
subject to the executive veto. It involves no legislative
discretion as to form, penalty or substance. It is the act
of a delegated body whose only duty is either to accept or
reject the proposed amendment, just as the legislature in
some states may accept or reject nominations made by the
Governor and as the Senate may confirm or reject the
nominations of the President to public office. Referendums
are applicable only to legislative acts, to legislative
measures, to laws passed by the legislature as
such. Nowhere has it ever been pretended that they are
applicable to mere lgislative resolutions.
The now celebrated case of Ohio vs. Hildebrandt, universally
relied upon by plaintiff and those similarly situated in
other states, is not in point. That case involves the
Congressional Gerymander Act.
Article 1, Section 4, of the Federal Constitution provides:
"The times, places and manner of holding elections for
Senators and Representatives shall be prescribed in each
state by the legislatures, but the Congress may at any
time by law make or alter such regulations, except as to
the places of choosing Senators."
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Both the Ohio constitution and the legislature provides for
a referendum on an act adopted by the legislature. The
Gerymander Act was a legislative act. The Federal
Constitution gave the legislature the specific authority to
provide the time, place and manner of holding such
elections. In 1911 Congress amended the Federal Act to
specifically provide that the redistricting of a state might
be made "in the manner provided by the laws thereof." It
was the act of the Ohio legislature in this respect, a
law
of Ohio made by her legislature that was subjected to the
referendum in the Hildebrandt case.
There is no provision anywhere that the legislature may
provide the time, place and manner of holding an election
relating to ratification of a Federal Constitutional
amendment. Congress, nor the Constitution, does not provide
that ratification may be completed in the manner provided by
the laws of a state. Congress, in this amendment, points out
one method of ratification, as it was its constitutional
duty to do, and that method was by the legislature itself.
Any referendum or other method which the legislature might
choose to ascertain the sentiment of the people, would have
no binding effect. It cannot side-step, equivocate or shirk
its responsibility. Until the Federal Constitution is
changed, the legislature must act and no other authority
can be substituted for it, not, however, under its
legislative power, but as the delegated body whose duty it
is to accept or reject the proposed |
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amendment.
The word "legislature" does not always mean legislative
power. (See McPherson vs. Blacker, 146 U. U. 1.) See also
opinion of the Attorney General of Ohio (1917) where it is
said:
"Whenever a state 'legislature' is referred to in the
Federal Constitution merely as descriptive of a body of
public officers, or wherever powers or privileges not
essentially legislative are conferred in terms upon a
'state legislature,' the presumption does not apply."
Article V of the Constitution reposes the future of
ratifying amendments in either the state legislatures or in
conventions in the several states, leaving in Congress the
discretion of determining with reference to each amendment
between the two methods of ratification. In practice,
Congress has in every instance, including the present
instance, specified that the amendment should be ratified by
the legislatures of three-fourths of the states. It was
apparently the intention of the framers of the Constitution
that this should be the usual method of ratification and
that the ratifications by conventions should be the
exceptional cases.
Mr. Irebell of North Carolina said in convention called to
ratify the Federal Constitution in that state:
"By referring this business to the legislatures, expense
would be saved, and, in general, it may be presumed
they would speak
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the
genuine sense of the people. It may, however, on some
occasions do better to consult an immediate delegation
for that special purpose."
Vol.
4, Elliott's debates on the Federal Constitution, p.
177.
In Vol. 4, Elliott's debates, p. 404, Elbridge Gerry is
quoted as saying:
"The convention of the states respectively have agreed
for the people that the state legislatures shall be
authorized to pass on these amendments in the manner of
a convention."
Thus it is seen that the placing of the ratifying power in
the ordinary case, in the hands of the state legislatures,
was done advisedly, and upon the impression that, unless
there should be signs of the times which should cause
Congress to believe the contrary, the people would be
satisfactorily represented in their legislatures. Congress,
with reference to this, the eighteenth amendment, evidently
thought that the people would be satisfactorily represented
by their legislatures, and thus prescribed the method of
ratification in this instance to be "by the legislatures of
the several states," as it had the right and as it was its
duty to do. No other body but Congress had the power to
designate the method of ratification, and no other body, not
even the body of the people, have the right to say it shall
be ratified in any other manner, until the Constitution of
the United States shall have been amended as to its method
of amendment. |
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So the legislature, in ratifying Federal Constitutional
amendments acts as a ratifying body, not a law making body,
just as the U. S. Senate in trying impeachments acts as a
court and not as a law making body, and as the House of
Representatives, in impeachment cases, acts as a grand jury,
not as a law making body, and as the state legislature,
prior to the seventeenth amendment, acted as a designated
body for the election of United States Senators, and not as
a law making body. So these anomalous functions were placed
by the framers of the Constitution wherever it seemed
politic or convenient to place them. Surely the framers of
the Constitution cannot be said to have thought that trying
impeachment cases was legislating, just because they saw
fit to place it in the Senate which was primarily a
legislative body; nor can they be said to have thought that
ratifying Federal amendments to the Constitution was a
legislative function, just because it was conveniently
placed in the State legislatures, whose main function was,
of course, legislative. The framers of the Constitution
recognized, as have all lawyers both before and since that
time, that a body is not legislating unless it is making
laws, that is laying down rules for the regulation of human
conduct, and that a step taken even by a legislative body,
whose only effect is to determine a fact, is not a
legislative act. A legislature does not exhaust its power,
by the process of legislation. It may lay down a rule for
future human conduct, and it may lay down another and
different rule for conduct which will supercede the |
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first; it may
repeal, it may amend, it may reenact. Here again it is
demonstrable that ratification is not legislation, for when
ratification is done it cannot be undone; scrambled eggs
cannot be unscrambled. The power is exhausted; it is a final
act; it cannot be undone; it cannot be repealed or amended.
As an example of this, the fourteenth amendment to the
United States Constitution was ratified by the legislature
of Ohio by resolution. (65 Ohio, L. 280.) The next
legislature expressly rescinded this action. New Jersey did
the same, yet Congress held the amendment had been adopted
by both states and that the attempted rejection was a
nullity. (15 U. S. St. at L. 706.) The legislature of New
York ratified the fifteenth amendment and then attempted to
reconsider and rescind its action, but the Congres held that
the fifteenth amendment had been ratified by that state. (16
L. S. St. at L. 1131.)
The ratification by the legislature has never even taken the
form of legislation. The practice has always been for the
two Houses of the legislature to ratify by joint
resolution. The requirements as to reading, printing, etc.,
of the proposal, absolutely essential in legislation, have
never been insisted upon. (See Matthews Legislative and
Judicial History of the Fifteenth Amendment, page 68.) The
joint resolution when passed has never been submitted to the
Governor for approval or veto. This practice, the legality
of which has never been, and is not now disputed, is
conclusive, for if |
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the word
"legislature" as used in Article V, United States
Constitution, was meant to include all those who do and may
exercise any control over state legislation, then the
failure to accord the Governor the veto power over these
resolutions has been illegal and not a single amendment of
the United States Constitution has been constitutionally
adopted.
The word "Congress" is used in the United States
Constitution in two senses. In Section 1, Article 1, U. S.
Constitution, all legislative power is vested in Congress.
Clause 2 of Section 7, Article 1, gives the President the
veto power over legislation. Now the problem is to
determine whether all Congressional action is subject to the
executive veto. Section 8 sets forth in eighteen paragraphs
certain things which the Congress is empowered to do. All of
these are essentially legislative in nature and it has
never been disputed that the expression "the Congress" as
here used means the Congress in the legislative sense and
its acts are subject to executive veto. Again in Article
III, Section 1, judicial power is vested in such courts as
the Congress may establish. In Article III, Section 2,
paragraphs 2 and 3, certain powers are granted to "the
Congress" which are in their nature legislative. But in
Article V, U. S. Constitution, where Congress is given power
to propose amendments to the United States Constitution, or
to call a convention, the practice has always been for
Congress to act by resolution, and the executive approval
has not been required. Also Article I, Section 3, the |
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Senate is
given power to try impeachments, which is not legislative
power, and in Article I, Section 2, the House of
Representatives is given the sole power of impeachment,
which is not a legislative funct | | |